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Anthony Richard Daino

Fidelity Brokerage Services LLC

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About Anthony Richard Daino

Anthony Richard Daino is a financial advisor with Fidelity Brokerage Services LLC. Anthony has been in the industry since December 12, 2003. Anthony is licensed to provide financial advice in all 50 states, and has a variety of licenses and certifications, including Series 3, 7, 9, 10, 24, 63, 66, 99TO and SIE. Prior to joining Fidelity, Anthony worked at CF SECURED, LLC, Cantor Fitzgerald & Co., and UBS Securities LLC. Anthony holds a variety of principal and product licenses.

Firm Information

Anthony Daino is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Daino’s Registration & Firm History

MA

12/12/2018 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

NY

05/17/2017 - 07/17/2018

CF SECURED, LLC (New York NY)

NY

03/26/2012 - 07/17/2018

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

01/30/2007 - 09/02/2008

UBS SECURITIES LLC (NEW YORK NY)

NY

12/09/1999 - 01/11/2007

FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/26/2012

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 01/22/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/09/2016

Series 4 - Registered Options Principal Examination

BC

Issued 04/09/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/07/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/18/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 07/17/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2013

Series 3 - National Commodity Futures Examination

BC

Issued 12/08/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Richard Daino.
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