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Anthony Reynard Westerfield

Wells Fargo Clearing Services, LLC

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About Anthony Reynard Westerfield

Anthony Reynard Westerfield is a financial professional with over 20 years of experience in the industry. Anthony is currently registered with Wells Fargo Clearing Services, LLC and has previously worked at several other firms, including M&T Securities, Inc., Compass Brokerage, Inc., and Capital One Investments, LLC. Anthony's primary focus is on providing investment advisory and consulting services to a variety of clients, including individuals, families, businesses, and institutions. Anthony is committed to providing personalized advice and guidance that helps clients achieve their financial goals.

Firm Information

Anthony Westerfield is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Westerfield’s Registration & Firm History

VA

05/12/2014 - Present

Wells Fargo Clearing Services, LLC (ALEXANDRIA VA)

DC

01/18/2010 - 05/13/2014

M&T SECURITIES, INC. (WASHINGTON DC)

TX

08/07/2007 - 07/15/2008

COMPASS BROKERAGE, INC. (HOUSTON TX)

TX

07/05/2007 - 07/18/2007

CAPITAL ONE INVESTMENTS, LLC (AUSTIN TX)

CA

07/19/2006 - 06/27/2007

PRIMEVEST FINANCIAL SERVICES, INC. (SANTA MARIA CA)

CA

08/09/2004 - 07/06/2006

UNIONBANC INVESTMENT SERVICES, LLC (SOLVANG CA)

RI

09/24/2003 - 07/02/2004

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

CA

05/02/2001 - 01/23/2003

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

07/07/2000 - 05/02/2001

WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)

NY

03/20/1999 - 06/06/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

IL

04/16/1998 - 11/05/1998

MELVIN SECURITIES, L.L.C. (CHICAGO IL)

MI

09/06/1995 - 03/26/1998

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 04/06/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/17/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1995

Series 7 - General Securities Representative Examination

BC

Issued 08/14/1995

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Reynard Westerfield.
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