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Anthony Ray Bazzini

Charles Schwab & CO., Inc.

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About Anthony Ray Bazzini

Anthony Ray Bazzini is a registered investment advisor representative with Charles Schwab & Co., Inc. in Jersey City, New Jersey. Anthony has been in the industry since 2001 and has experience with TD Ameritrade, Inc. Anthony is licensed to provide investment advice in Arizona, California, Colorado, Florida, Missouri, New Jersey, New York, and Texas. Anthony is a Series 63, 66, and 7 licensed representative and has passed the Series 57TO and SIE exams. Anthony's specializations include providing financial planning and selecting other advisors.

Firm Information

Anthony Bazzini is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Anthony Bazzini’s Registration & Firm History

NJ

10/05/2022 - Present

Charles Schwab & CO., Inc. (Jersey City NJ)

NJ

04/23/2001 - 07/29/2024

TD AMERITRADE, INC. (Jersey City NJ)

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Licenses & Designations

BOTH

Issued 06/20/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/03/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/17/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anthony Ray Bazzini.
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