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Anthony Ramos

Newmark Securities, LLC

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About Anthony Ramos

Anthony Ramos is a Financial Advisor. Anthony is currently registered with Newmark Securities, LLC. Anthony has previously been registered with AQUA SECURITIES L.P., SUNRISE BROKERS LLC, CASTLEOAK SECURITIES, LP, CFWP SECURITIES, LLC and DAIWA SECURITIES AMERICA INC.. Anthony has passed the Securities Industry Essentials Examination and the Operations Professional Examination.

Firm Information

Anthony Ramos is currently registered with Newmark Securities, LLC. Newmark Securities, LLC is a Limited Liability Company formed on April 17, 2020. The firm is registered in California, Georgia, Massachusetts, and New York and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Ramos’s Registration & Firm History

NY

03/22/2022 - Present

Newmark Securities, LLC (NEW YORK NY)

NY

12/06/2018 - 09/19/2022

AQUA SECURITIES L.P. (NEW YORK NY)

NY

12/06/2018 - 07/01/2021

SUNRISE BROKERS LLC (NEW YORK NY)

NY

12/06/2018 - 11/20/2020

CASTLEOAK SECURITIES, LP (NEW YORK NY)

NY

12/06/2018 - 05/27/2020

CFWP SECURITIES, LLC (NEW YORK NY)

NY

04/02/2001 - 08/27/2003

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Ramos.
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