Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Karoleski is a financial professional with over 15 years of experience in the industry. Anthony holds licenses for Series 7, Series 24 and SIE. Anthony is currently registered with Smbc Nikko Securities America, Inc. and has previously worked at Deutsche Bank Securities Inc. and Goldman Sachs & Co. LLC. Anthony is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/26/2022 - Present
Smbc Nikko Securities America, Inc. (Jersey City NJ)
NY
11/26/2019 - 08/11/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
08/23/2007 - 09/25/2018
GOLDMAN SACHS & CO. LLC (JERSEY CITY NJ)
BC
Issued 05/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 09/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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