Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony R Graham is a financial professional with over 15 years of experience in the securities industry. He is a principal at Academy Securities, Inc. based in Del Mar, California. Anthony is licensed to provide investment advice in California, Illinois and Texas. He holds several professional licenses including Series 7, 24, 27, 52, 53, 63, 99 and SIE. Anthony has a strong background in municipal securities and has held prior roles at Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/02/2012 - Present
Academy Securities, Inc. (Del Mar CA)
NY
09/27/2005 - 02/22/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2013
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/04/2012
Series 24 - General Securities Principal Examination
BC
Issued 06/11/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2012
Series 52 - Municipal Securities Representative Examination
BC
Issued 03/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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