Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Pugliese is a financial professional with over 20 years of experience in the industry. Anthony is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in both New Jersey and Texas. Anthony has worked for various financial institutions in the past including Fidelity Brokerage Services LLC and Labranche Financial Services, LLC. Anthony is a Series 66 and Series 63 licensed professional. He has also passed the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7) and the Floor Broker Representative Exam (Series 7A). Anthony specializes in providing portfolio management services for individuals and businesses. Anthony also provides educational seminars and performance measurement reports.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/20/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WESTFIELD NJ)
NJ
05/24/2011 - 09/25/2012
FIDELITY BROKERAGE SERVICES LLC (MILLBURN NJ)
NY
06/24/2010 - 04/12/2011
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
09/28/2006 - 03/15/2011
JAMES E. COFFEY SECURITIES, INC. (NEW YORK NY)
NY
11/12/2003 - 06/11/2007
LABRANCHE FINANCIAL SERVICES, LLC (NEW YORK NY)
NY
06/24/2005 - 10/23/2006
JAMES E. COFFEY, SOLE PROPRIETOR (NEW YORK NY)
NY
10/14/2003 - 06/27/2005
W.J. BLUM & SONS, LLC (GARDEN CITY NY)
NY
10/05/2000 - 10/15/2003
DOYLE, MILES & CO., LLC (NEW YORK NY)
BOTH
Issued 12/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/18/2002
Series 7A - Floor Broker Representative Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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