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Anthony Procopio

Think Alpha Securities, LLC

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About Anthony Procopio

Anthony Procopio is a financial professional with over 20 years of experience in the securities industry. Anthony is currently registered with Think Alpha Securities, LLC and is licensed in 52 states and territories. Anthony has a strong background in trading and investment banking. He is also a Series 24 principal and holds the Series 7, Series 55 and Series 63 licenses. Anthony has worked for several well-known firms in the past, including ARXIS Securities LLC, KCG Americas LLC, Knight Capital Americas, L.P., and Knight Capital Markets LLC. Anthony is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Anthony Procopio is currently registered with Think Alpha Securities, LLC. Think Alpha Securities, LLC is a Limited Liability Company formed in February 2019. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Procopio’s Registration & Firm History

NJ

06/16/2021 - Present

Think Alpha Securities, LLC (Princeton NJ)

NY

04/18/2016 - 08/21/2017

ARXIS SECURITIES LLC (NEW YORK NY)

NJ

07/02/2012 - 10/26/2015

KCG AMERICAS LLC (JERSEY CITY NJ)

NJ

02/08/1999 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NJ

07/11/2003 - 12/31/2010

KNIGHT CAPITAL MARKETS LLC (JERSEY CITY NJ)

NE

07/17/1997 - 02/12/1999

NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)

NE

10/16/1998 - 11/09/1998

WATERHOUSE SECURITIES, INC. (OMAHA NE)

NE

02/27/1997 - 12/05/1997

WATERHOUSE SECURITIES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 07/19/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2016

Series 24 - General Securities Principal Examination

BC

Issued 08/21/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/26/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Procopio.
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