Unclaimed
Anthony Procopio is a financial professional with over 20 years of experience in the securities industry. Anthony is currently registered with Think Alpha Securities, LLC and is licensed in 52 states and territories. Anthony has a strong background in trading and investment banking. He is also a Series 24 principal and holds the Series 7, Series 55 and Series 63 licenses. Anthony has worked for several well-known firms in the past, including ARXIS Securities LLC, KCG Americas LLC, Knight Capital Americas, L.P., and Knight Capital Markets LLC. Anthony is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/16/2021 - Present
Think Alpha Securities, LLC (Princeton NJ)
NY
04/18/2016 - 08/21/2017
ARXIS SECURITIES LLC (NEW YORK NY)
NJ
07/02/2012 - 10/26/2015
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
02/08/1999 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NJ
07/11/2003 - 12/31/2010
KNIGHT CAPITAL MARKETS LLC (JERSEY CITY NJ)
NE
07/17/1997 - 02/12/1999
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
NE
10/16/1998 - 11/09/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NE
02/27/1997 - 12/05/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BC
Issued 07/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 08/21/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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