linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Anthony Piazza

Guggenheim Investments

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Anthony? Claim Your Profile

About Anthony Piazza

Anthony Piazza is a financial professional with over 29 years of experience in the financial services industry. Anthony is currently registered with Guggenheim Investments. Prior to joining Guggenheim Investments, Anthony worked at various firms including Pioneer Funds Distributor, Inc., Tower Square Securities, Inc., First Montauk Securities Corp., Zachary Jackson Securities, LP, Van Kampen Funds Inc., Reich & Tang Distributors L.P., Bear, Stearns & Co. Inc. and Glickenhaus & Co..

Firm Information

Anthony Piazza is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Anthony Piazza’s Registration & Firm History

NY

02/11/2025 - Present

Guggenheim Investments (NEW YORK NY)

MA

10/11/2004 - 10/24/2005

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

CA

04/25/2002 - 10/14/2004

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

NJ

05/09/2001 - 07/26/2001

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NJ

11/12/1999 - 03/12/2001

ZACHARY JACKSON SECURITIES, LP (SPRINGFIELD NJ)

NJ

12/01/1998 - 02/08/1999

ZACHARY JACKSON SECURITIES, LP (SPRINGFIELD NJ)

TX

11/12/1997 - 09/16/1998

VAN KAMPEN FUNDS INC. (HOUSTON TX)

NY

11/17/1995 - 04/10/1997

REICH & TANG DISTRIBUTORS L.P. (NEW YORK NY)

NY

04/15/1993 - 10/27/1995

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

06/30/1989 - 03/19/1993

GLICKENHAUS & CO. (NEW YORK NY)

Not sure if Anthony Piazza is right for you?

Licenses & Designations

BOTH

Issued 10/27/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/25/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Piazza.
Not sure if Anthony Piazza is right for you?