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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Palumbo is an investment advisor representative for Ameriprise Financial Services, LLC. Anthony Palumbo is a registered investment advisor in New York and Texas. Anthony Palumbo has been in the industry since March 9, 1997. Anthony Palumbo is a registered representative with FINRA and has been registered with FINRA since March 7, 1997. Anthony Palumbo has a Series 7, Series 3, and Series 63 licenses. Anthony Palumbo also has a Series 65 license. Anthony Palumbo was previously employed by Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Robert Thomas Securities, Inc, and Foster Jeffries Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/03/2017 - Present
Ameriprise Financial Services, LLC (MELVILLE NY)
NY
07/21/2006 - 02/06/2017
WELLS FARGO CLEARING SERVICES, LLC (WOODBURY NY)
NY
02/13/2001 - 07/28/2006
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NY
06/16/1998 - 02/23/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
06/11/1997 - 06/18/1998
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
03/10/1997 - 06/23/1997
FOSTER JEFFRIES SECURITIES CORP. (WESTBURY NY)
IA
Issued 04/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2012
Series 3 - National Commodity Futures Examination
BC
Issued 03/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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