Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Philip Ferraro is a financial advisor with over 30 years of experience in the industry. Anthony Ferraro is currently registered with Wells Fargo Clearing Services, LLC in Garden City, NY. Anthony Ferraro has also held previous positions at Morgan Stanley, Citigroup Global Markets Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Smith Barney Inc., Lehman Brothers Inc., Prudential-Bache Securities Inc., Equitable Securities of New York, Inc., and Ovest Financial Services, Inc. Anthony Ferraro provides financial planning and investment consulting services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/27/2019 - Present
Wells Fargo Clearing Services, LLC (GARDEN CITY NY)
NY
06/01/2009 - 06/04/2019
MORGAN STANLEY (GARDEN CITY NY)
NY
08/29/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
04/02/2007 - 09/09/2008
MORGAN STANLEY & CO. INCORPORATED (GARDEN CITY NY)
NY
05/12/1995 - 04/02/2007
MORGAN STANLEY DW INC. (GARDEN CITY NY)
NY
07/31/1993 - 05/22/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
04/13/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/25/1988 - 04/06/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
02/20/1986 - 02/19/1988
EQUITABLE SECURITIES OF NEW YORK,INC.
NA
09/25/1984 - 04/22/1986
OVEST FINANCIAL SERVICES, INC.
IA
Issued 08/27/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/02/1985
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2004
Series 3 - National Commodity Futures Examination
BC
Issued 11/28/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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