Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Mannello is a financial professional with over 20 years of experience in the industry. Anthony has a broad range of experience in the securities industry, having worked at several firms, including B. Riley Securities, BTIG, FHN Financial Securities, Stifel, Nicolaus & Company, Gleacher & Company Securities, Goldman Sachs Execution & Clearing, and Spear, Leeds & Kellogg Specialists. Anthony is currently registered with Robert W. Baird & Co. Inc. and holds a variety of licenses and certifications. Anthony's areas of expertise include portfolio management, financial planning, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CT
03/13/2023 - Present
Robert W. Baird & Co. Inc. (STAMFORD CT)
CT
05/05/2022 - 02/01/2023
B. RILEY SECURITIES, INC. (Stamford CT)
NY
11/02/2020 - 05/02/2022
BTIG, LLC (New York NY)
NY
02/01/2018 - 10/29/2020
FHN FINANCIAL SECURITIES CORP. (NEW YORK NY)
NY
07/18/2012 - 01/10/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
07/07/2008 - 08/15/2012
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
11/27/2007 - 05/09/2008
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
10/01/2000 - 05/09/2008
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
BC
Issued 03/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/11/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/10/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 06/16/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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