Unclaimed
Anthony Peter Guarraci is a financial professional with over 25 years of experience in the securities industry. He is currently registered with T3 Trading Group, LLC and has previously held positions with several other firms, including Open to the Public Investing, Inc., World-Xecution Strategies, WTS Proprietary Trading Group LLC, Great Point Capital LLC, Assent LLC, E*TRADE Professional Trading, LLC, Heartland Securities Corp., and Datek Online Brokerage Services Corp. Anthony has a broad range of experience in the financial markets, including trading, brokerage, and investment advisory services. He holds several industry licenses, including Series 3, 7, 24, 55, 57TO, 63, and SIE. Anthony is committed to providing his clients with high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/07/2014 - Present
T3 Trading Group, LLC (NEW YORK NY)
NY
03/01/2016 - 02/21/2020
OPEN TO THE PUBLIC INVESTING, INC. (New York NY)
NY
04/03/2013 - 06/16/2016
WORLD-XECUTION STRATEGIES (NEW YORK NY)
NY
10/14/2011 - 11/07/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
IL
07/22/2010 - 12/10/2012
GREAT POINT CAPITAL LLC (CHICAGO IL)
GA
10/06/2005 - 07/26/2010
ASSENT LLC (ATLANTA GA)
NY
06/03/2003 - 10/12/2005
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
NJ
02/26/1999 - 04/14/2003
HEARTLAND SECURITIES CORP. (EDISON NJ)
NE
09/05/1997 - 04/21/1998
DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)
BC
Issued 09/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 08/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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