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Anthony Peter Guarraci

T3 Trading Group, LLC

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About Anthony Peter Guarraci

Anthony Peter Guarraci is a financial professional with over 25 years of experience in the securities industry. He is currently registered with T3 Trading Group, LLC and has previously held positions with several other firms, including Open to the Public Investing, Inc., World-Xecution Strategies, WTS Proprietary Trading Group LLC, Great Point Capital LLC, Assent LLC, E*TRADE Professional Trading, LLC, Heartland Securities Corp., and Datek Online Brokerage Services Corp. Anthony has a broad range of experience in the financial markets, including trading, brokerage, and investment advisory services. He holds several industry licenses, including Series 3, 7, 24, 55, 57TO, 63, and SIE. Anthony is committed to providing his clients with high-quality financial advice and services.

Firm Information

Anthony Guarraci is currently registered with T3 Trading Group, LLC. T3 Trading Group, LLC is a Limited Liability Company formed in June 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Guarraci’s Registration & Firm History

NY

11/07/2014 - Present

T3 Trading Group, LLC (NEW YORK NY)

NY

03/01/2016 - 02/21/2020

OPEN TO THE PUBLIC INVESTING, INC. (New York NY)

NY

04/03/2013 - 06/16/2016

WORLD-XECUTION STRATEGIES (NEW YORK NY)

NY

10/14/2011 - 11/07/2014

WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)

IL

07/22/2010 - 12/10/2012

GREAT POINT CAPITAL LLC (CHICAGO IL)

GA

10/06/2005 - 07/26/2010

ASSENT LLC (ATLANTA GA)

NY

06/03/2003 - 10/12/2005

E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)

NJ

02/26/1999 - 04/14/2003

HEARTLAND SECURITIES CORP. (EDISON NJ)

NE

09/05/1997 - 04/21/1998

DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)

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Licenses & Designations

BC

Issued 09/13/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/15/2012

Series 30 - NFA Branch Manager Examination

BC

Issued 08/21/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2012

Series 3 - National Commodity Futures Examination

BC

Issued 04/19/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/04/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Anthony Peter Guarraci. Review regulatory record here.
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