Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Perrotta is a financial professional with over 20 years of experience in the financial services industry. Anthony is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Prior to this, Anthony worked at BOFA Securities, Inc. and TRADESTATION SECURITIES, INC.. Anthony holds the Series 3, 7, 31, 55, 63, 65 and 66 licenses. Anthony also has experience in a variety of other roles within the financial services industry, including positions at Genworth Financial Securities Corporation and C. J. M. PLANNING CORP.. Anthony is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/01/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NY
05/10/2019 - 07/17/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NC
12/23/2013 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
FL
09/24/2007 - 03/17/2008
TRADESTATION SECURITIES, INC. (PLANTATION FL)
NY
10/24/2005 - 12/11/2006
GENWORTH FINANCIAL SECURITIES CORPORATION (NANUET NY)
NJ
01/14/2005 - 10/24/2005
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
NY
01/31/2002 - 09/25/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/29/2000 - 12/21/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/16/1998 - 05/05/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/13/1998 - 10/02/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/31/1998 - 05/13/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 01/25/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/09/2007
Series 3 - National Commodity Futures Examination
BC
Issued 02/08/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/26/1998
Series 31 - Futures Managed Funds Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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