Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Allocco is a financial professional with over 30 years of experience in the industry. Anthony is currently registered with Pimco Investments LLC and has held previous roles with National Financial Services LLC, Invesco Distributors, Inc., OppenheimerFunds Distributor, Inc., HSBC Brokerage (USA) Inc., Republic Financial Services Corporation, EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. Anthony holds a Series 63, Series 24, Series 99TO, SIE, Series 7, and Series 6. Anthony is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/16/2022 - Present
Pimco Investments LLC (NEW YORK NY)
NJ
02/02/2021 - 06/22/2022
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
05/25/2019 - 11/19/2020
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
NY
08/14/2001 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
06/19/2000 - 07/20/2001
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
01/01/1997 - 06/19/2000
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
NY
05/26/1995 - 06/05/1996
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
05/06/1991 - 06/05/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
01/04/1991 - 01/30/1991
OXFORD CAPITAL SECURITIES, INC.
BC
Issued 01/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2010
Series 7 - General Securities Representative Examination
BC
Issued 01/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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