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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Gregory is a financial advisor registered with Osaic Wealth, INC. in Tarpley, TX. Anthony has been in the industry since August 5, 1991 and is licensed to offer securities in Indiana and Texas. Anthony has been with Osaic Wealth, INC. since June 11, 2007. Previously, Anthony worked at UNITED SECURITIES ALLIANCE, INC., FIRST MONTAUK SECURITIES CORP., MORGAN STANLEY DW INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SHEARSON LEHMAN BROTHERS INC. and THE STUART-JAMES COMPANY, INC. Anthony Gregory is a Series 7, Series 63 and SIE licensed professional. Anthony also holds the designation of a Registered Investment Advisor. Osaic Wealth, INC. is a Registered Investment Advisor. The firm advises a variety of client types, including high-net-worth individuals, corporations, individuals other than high-net-worth, pension and profit-sharing plans, and charitable organizations. The firm's services include financial planning, pension consulting, educational seminars, portfolio management for individuals, and selection of other advisors.
TARPLEY, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/11/2007 - Present
Osaic Wealth, Inc. (TARPLEY TX)
TX
02/03/2004 - 02/28/2007
UNITED SECURITIES ALLIANCE, INC. (HOUSTON TX)
NJ
02/11/2003 - 12/31/2003
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
01/02/1998 - 12/09/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/04/1993 - 12/12/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/24/1986 - 01/27/1988
SHEARSON LEHMAN BROTHERS INC.
NA
11/19/1985 - 08/27/1986
THE STUART-JAMES COMPANY, INC.
BC
Issued 5/4/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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