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Anthony Patrick Gerome

Broadridge Business Process Outsourcing, LLC

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About Anthony Patrick Gerome

Anthony Gerome is a registered representative with Broadridge Business Process Outsourcing, LLC. Anthony has been in the securities industry since March 21, 2000. Anthony holds the Series 7, Series 63, and SIE licenses. Anthony's firm, Broadridge Business Process Outsourcing, LLC, has been in business since September 6, 2005. Anthony is registered in Colorado.

Firm Information

Anthony Gerome is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Anthony Gerome’s Registration & Firm History

CO

09/06/2005 - Present

Broadridge Business Process Outsourcing, LLC (DENVER CO)

TX

12/22/1999 - 06/06/2005

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 01/27/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Patrick Gerome.
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