Unclaimed
Anthony Gerome is a registered representative with Broadridge Business Process Outsourcing, LLC. Anthony has been in the securities industry since March 21, 2000. Anthony holds the Series 7, Series 63, and SIE licenses. Anthony's firm, Broadridge Business Process Outsourcing, LLC, has been in business since September 6, 2005. Anthony is registered in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/06/2005 - Present
Broadridge Business Process Outsourcing, LLC (DENVER CO)
TX
12/22/1999 - 06/06/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 01/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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