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Anthony Patrick Caputo

Equitable Advisors, LLC

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About Anthony Patrick Caputo

Anthony Caputo is a registered representative with Equitable Advisors, LLC, and has been in the industry since June 2019. Anthony is registered to provide investment advice in 21 states. Anthony's firm, Equitable Advisors, LLC has its main office in New York, NY and employs over 4,230 licensed agents. The firm is registered with the SEC and provides financial planning, pension consulting and portfolio management services to individuals, businesses and institutions. Anthony has been licensed with Equitable Advisors, LLC since June 2019.

Firm Information

Anthony Caputo is currently registered with Equitable Advisors, LLC. Equitable Advisors, LLC is a Limited Liability Company formed in 1999 and headquartered in New York, NY. The firm provides financial planning, pension consulting, educational seminars, and selection of other advisors, among other services. They manage assets for individuals, businesses, and charitable organizations. Equitable Advisors, LLC is registered with the SEC and in 53 states.
Equitable Advisors, LLC

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$32.27B

Assets Under Management

141,324

Total Clients

4,926

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Caputo’s Registration & Firm History

NY

05/31/2024 - Present

Equitable Advisors, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/01/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/30/2021

Series 24 - General Securities Principal Examination

BC

Issued 06/19/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/28/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Patrick Caputo.
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