Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Pappalardo is a financial professional with over 29 years of experience in the industry. Anthony is currently a registered representative with Wells Fargo Securities, LLC. Anthony has held previous roles with BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Jefferies LLC, and several other firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/21/2021 - Present
Wells Fargo Securities, LLC (New York NY)
NY
05/10/2019 - 06/01/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/05/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/01/2004 - 07/28/2016
JEFFERIES LLC (NEW YORK NY)
MA
04/23/2004 - 10/05/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/23/2004 - 10/05/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
04/23/2004 - 10/05/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
04/23/2004 - 10/05/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
01/05/2004 - 04/02/2004
BLAYLOCK & PARTNERS, L.P. (NEW YORK NY)
NJ
03/31/2000 - 02/26/2004
PARAGON CAPITAL MARKETS, INC. (EAST HANOVER NJ)
NY
06/04/1999 - 04/06/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
09/01/1995 - 05/14/1999
SHARPE CAPITAL, INC. (NEW YORK NY)
NY
03/07/1994 - 01/24/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
12/22/1992 - 01/26/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/27/2017
Series 4 - Registered Options Principal Examination
BC
Issued 02/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/17/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 12/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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