Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Pandolfi is a financial advisor at Raymond James Financial Services Advisors, Inc. Anthony has been in the financial services industry since July 2004 and has a broad range of experience. Anthony's previous experience includes working for UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc.. Anthony holds a Series 66, Series 31, and Series 7 licenses. Anthony is registered in 23 states for both Broker-Dealer and Investment Advisor. Anthony is a licensed advisor and can provide a variety of financial services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
02/12/2021 - Present
Raymond James Financial Services Advisors, Inc. (Buffalo NY)
NY
11/26/2008 - 02/23/2021
UBS FINANCIAL SERVICES INC. (BUFFALO NY)
NY
04/02/2007 - 12/01/2008
MORGAN STANLEY & CO. INCORPORATED (WILLIAMSVILLE NY)
NY
07/05/2004 - 04/02/2007
MORGAN STANLEY DW INC. (WILLIAMSVILLE NY)
BOTH
Issued 7/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 7/3/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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