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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Pandolfi is an investment advisor representative with Raymond James Financial Services Advisors, Inc. He is based in Buffalo, New York. Anthony is a highly experienced advisor with over 15 years in the industry. He provides financial advice to a wide range of clients, including individuals, families, and businesses. Anthony is also a Registered Representative with Raymond James Financial Services, Inc. and holds Series 7, Series 31 and Series 66 licenses. He has also completed the Securities Industry Essentials Examination (SIE). Anthony is dedicated to helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
02/12/2021 - Present
Raymond James Financial Services Advisors, Inc. (Buffalo NY)
NY
11/26/2008 - 02/23/2021
UBS FINANCIAL SERVICES INC. (BUFFALO NY)
NY
04/02/2007 - 12/01/2008
MORGAN STANLEY & CO. INCORPORATED (WILLIAMSVILLE NY)
NY
07/05/2004 - 04/02/2007
MORGAN STANLEY DW INC. (WILLIAMSVILLE NY)
BOTH
Issued 07/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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