Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Pallotta has been working in the financial services industry since 1991. He is a Registered Representative of Cetera Investment Advisers LLC and has held previous positions with Royal Alliance Associates, Inc., Money Concepts Capital Corp, and Mutual Service Corporation. Anthony Pallotta holds the Series 7 and Series 63 securities licenses, as well as the SIE exam. He is also a Certified Financial Planner. Anthony Pallotta has experience providing financial planning, portfolio management, and pension consulting services to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
06/29/2023 - Present
Cetera Investment Advisers LLC (AVON OH)
OH
07/19/1996 - 03/07/2012
ROYAL ALLIANCE ASSOCIATES, INC. (AVON OH)
FL
01/07/1993 - 08/08/1996
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
MA
11/13/1991 - 12/31/1992
MUTUAL SERVICE CORPORATION (BOSTON MA)
BC
Issued 7/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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