Unclaimed
Anthony Palladino is a financial advisor with over 30 years of experience in the financial services industry. Anthony is currently registered with Cowen And Co., a firm that is active in both the broker-dealer and investment advisor spaces. Anthony has a wide range of experience in the industry, having previously worked for firms such as Credit Suisse Securities (USA) LLC, Paine Webber Incorporated, and Kidder, Peabody & Co. Incorporated. Anthony is also a Series 7, Series 24, Series 63 and Series 99TO licensed professional. Anthony currently is registered in both Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/27/2020 - Present
Cowen AND Co. (Stamford CT)
NY
06/06/2018 - 07/21/2020
COWEN EXECUTION SERVICES LLC (NY NY)
NY
04/24/1995 - 06/18/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
01/20/1995 - 06/10/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
10/06/1994 - 01/16/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
MI
02/26/1993 - 05/06/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
CO
12/23/1992 - 02/04/1993
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
BC
Issued 03/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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