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Anthony Pace

Spartan Capital Securities, LLC

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About Anthony Pace

Anthony Pace is a financial advisor currently registered with Spartan Capital Securities, LLC. Anthony has been in the financial industry since 1994 and holds licenses for Series 63, Series 24, and Series 7. Anthony is registered in 25 states including Arizona, California, District of Columbia, Georgia, Indiana, Kansas, Maryland, Michigan, Minnesota, Nebraska, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Washington, West Virginia, and Wyoming. Anthony previously worked with JOSEPH STONE CAPITAL L.L.C., VCS VENTURE SECURITIES, WINDSOR STREET CAPITAL, LP, ALEXANDER CAPITAL, L.P., GLOBAL ARENA CAPITAL CORP, VFINANCE INVESTMENTS, INC, J.P. TURNER & COMPANY, L.L.C., INTERNET CAPITAL MARKETS CORPORATION, LH ROSS & COMPANY, INC., FAS WEALTH MANAGEMENT SERVICES, INC. and BILTMORE SECURITIES, INC..

Firm Information

Anthony Pace is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Pace’s Registration & Firm History

NY

04/10/2023 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NY

05/21/2018 - 04/27/2023

JOSEPH STONE CAPITAL L.L.C. (NEW YORK NY)

NY

09/15/2021 - 02/11/2022

VCS VENTURE SECURITIES (New York NY)

NY

05/23/2018 - 05/29/2018

WINDSOR STREET CAPITAL, LP (NEW YORK NY)

NY

10/28/2015 - 05/14/2018

WINDSOR STREET CAPITAL, LP (NEW YORK NY)

NJ

03/26/2015 - 10/23/2015

ALEXANDER CAPITAL, L.P. (RED BANK NJ)

NY

09/17/2010 - 04/13/2015

GLOBAL ARENA CAPITAL CORP (NEW YORK NY)

NY

05/04/2009 - 09/20/2010

VFINANCE INVESTMENTS, INC (NEW YORK NY)

FL

07/07/2005 - 05/04/2009

J.P. TURNER & COMPANY, L.L.C. (HOLLYWOOD FL)

NY

03/07/2005 - 08/10/2005

INTERNET CAPITAL MARKETS CORPORATION (NY NY)

FL

06/25/2001 - 03/23/2005

LH ROSS & COMPANY, INC. (BOCA RATON FL)

FL

08/31/1998 - 06/27/2001

FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)

FL

07/18/1994 - 08/31/1998

BILTMORE SECURITIES, INC. (FT. LAUDERDALE FL)

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Licenses & Designations

BC

Issued 07/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 9 public disclosures for Anthony Pace. Review regulatory record here.
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