Unclaimed
Anthony Pace is a financial advisor currently registered with Spartan Capital Securities, LLC. Anthony has been in the financial industry since 1994 and holds licenses for Series 63, Series 24, and Series 7. Anthony is registered in 25 states including Arizona, California, District of Columbia, Georgia, Indiana, Kansas, Maryland, Michigan, Minnesota, Nebraska, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Washington, West Virginia, and Wyoming. Anthony previously worked with JOSEPH STONE CAPITAL L.L.C., VCS VENTURE SECURITIES, WINDSOR STREET CAPITAL, LP, ALEXANDER CAPITAL, L.P., GLOBAL ARENA CAPITAL CORP, VFINANCE INVESTMENTS, INC, J.P. TURNER & COMPANY, L.L.C., INTERNET CAPITAL MARKETS CORPORATION, LH ROSS & COMPANY, INC., FAS WEALTH MANAGEMENT SERVICES, INC. and BILTMORE SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/10/2023 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
05/21/2018 - 04/27/2023
JOSEPH STONE CAPITAL L.L.C. (NEW YORK NY)
NY
09/15/2021 - 02/11/2022
VCS VENTURE SECURITIES (New York NY)
NY
05/23/2018 - 05/29/2018
WINDSOR STREET CAPITAL, LP (NEW YORK NY)
NY
10/28/2015 - 05/14/2018
WINDSOR STREET CAPITAL, LP (NEW YORK NY)
NJ
03/26/2015 - 10/23/2015
ALEXANDER CAPITAL, L.P. (RED BANK NJ)
NY
09/17/2010 - 04/13/2015
GLOBAL ARENA CAPITAL CORP (NEW YORK NY)
NY
05/04/2009 - 09/20/2010
VFINANCE INVESTMENTS, INC (NEW YORK NY)
FL
07/07/2005 - 05/04/2009
J.P. TURNER & COMPANY, L.L.C. (HOLLYWOOD FL)
NY
03/07/2005 - 08/10/2005
INTERNET CAPITAL MARKETS CORPORATION (NY NY)
FL
06/25/2001 - 03/23/2005
LH ROSS & COMPANY, INC. (BOCA RATON FL)
FL
08/31/1998 - 06/27/2001
FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)
FL
07/18/1994 - 08/31/1998
BILTMORE SECURITIES, INC. (FT. LAUDERDALE FL)
BC
Issued 07/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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