Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Ortiz is a financial advisor with Wells Fargo Advisors Financial Network, LLC, registered to provide investment advice in New Jersey, New York, and Texas. Anthony has over 20 years of experience in the financial services industry. Anthony holds the Series 6, 7, 24, 63, and 65 licenses. Anthony has been associated with Wells Fargo Advisors Financial Network, LLC since June 2016. Prior to this, Anthony was associated with LPL Financial LLC, HSBC Securities (USA) Inc., Essex National Securities, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/08/2016 - Present
Wells Fargo Advisors Financial Network, LLC (NEWBURGH NY)
NY
05/18/2012 - 06/15/2016
LPL FINANCIAL LLC (LIBERTY NY)
NY
01/28/2008 - 05/15/2012
HSBC SECURITIES (USA) INC. (VAILS GATE NY)
NY
07/23/2007 - 11/15/2007
ESSEX NATIONAL SECURITIES, INC. (NEWBURGH NY)
NY
02/17/2003 - 04/16/2007
METLIFE SECURITIES INC. (MIDDLETOWN NY)
NY
02/17/2003 - 04/16/2007
METROPOLITAN LIFE INSURANCE COMPANY (MIDDLETOWN NY)
IA
Issued 03/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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