Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Duke is a financial professional with over 18 years of experience in the industry. Anthony Duke has a wide range of experience, including previous roles with Chase Investment Services Corp., Primevest Financial Services, Inc., and First Montauk Securities Corp. Anthony Duke is currently a registered representative with J.P. Morgan Securities LLC in Prescott, AZ. Anthony Duke is registered to offer securities and investment advisory services in several states. Anthony Duke holds a Series 63 license and a Series 65 license and a number of other licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
06/11/2014 - Present
J.p. Morgan Securities LLC (PRESCOTT AZ)
AZ
09/23/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FLAGSTAFF AZ)
WA
09/26/2007 - 09/09/2009
PRIMEVEST FINANCIAL SERVICES, INC. (PUYALLUP WA)
WA
08/06/2007 - 09/05/2007
FIRST MONTAUK SECURITIES CORP. (DUPONT WA)
WA
07/12/2004 - 07/12/2007
PRIMEVEST FINANCIAL SERVICES, INC. (PUYALLUP WA)
IA
Issued 8/30/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/4/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/22/2012
Series 4 - Registered Options Principal Examination
BC
Issued 3/29/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 2/17/2011
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/5/2004
Series 7 - General Securities Representative Examination
BC
Issued 7/9/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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