Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Humphrey is a financial professional with over 10 years of experience in the financial services industry. Anthony has held positions at several prominent firms, including Goldman Sachs & Co. LLC, RBC Capital Markets, LLC, and J.P. Morgan Securities LLC. Anthony is currently registered with Castleoak Securities, LP, and is licensed to conduct business in 27 states. Anthony specializes in providing investment banking services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/13/2024 - Present
Castleoak Securities, LP (Los Angeles CA)
CA
01/31/2023 - 01/18/2024
GOLDMAN SACHS & CO. LLC (LOS ANGELES CA)
CA
07/25/2018 - 06/16/2021
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
07/31/2013 - 12/21/2016
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
NC
09/26/2012 - 07/31/2013
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 09/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
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FINRA
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