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Anthony Nnaemeka Agu

Nylife Securities LLC

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About Anthony Nnaemeka Agu

Anthony Agu is a financial professional registered with Nylife Securities LLC. Anthony Agu has been in the financial industry since 2019 and holds the Series 6TO, SIE, and Series 63 licenses. Anthony Agu is registered with the states of Maryland, Ohio, and Texas. Anthony Agu has 3 active state registrations and is located in Houston, Texas.

Firm Information

Anthony Agu is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Agu’s Registration & Firm History

TX

08/26/2019 - Present

Nylife Securities LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 11/16/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/03/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Anthony Nnaemeka Agu. Review regulatory record here.
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