Unclaimed
Anthony Nikaj is a registered representative with Pimco Investments LLC. Anthony has been in the securities industry since 2007 and has held previous positions at Chase Investment Services Corp., WAMU Investments, Inc., Citigroup Global Markets Inc., Citicorp Investment Services and UBS Financial Services Inc. Anthony holds FINRA Series 3, 7, 7TO, 63, 66 and SIE licenses. Anthony is currently registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/05/2022 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CA
05/02/2009 - 10/12/2010
CHASE INVESTMENT SERVICES CORP. (HOLLYWOOD CA)
CA
07/01/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (LOS ANGELES CA)
CA
05/29/2007 - 07/10/2008
CITIGROUP GLOBAL MARKETS INC. (MANHATTAN BEACH CA)
CA
03/26/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (PASADENA CA)
CA
08/11/2005 - 04/04/2007
UBS FINANCIAL SERVICES INC. (LONG BEACH CA)
BC
Issued 06/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2023
Series 3 - National Commodity Futures Examination
BC
Issued 05/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Anthony Nikaj is the right advisor for you? Invested Better is here to help.