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Anthony Nikaj

Pimco Investments LLC

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About Anthony Nikaj

Anthony Nikaj is a registered representative with Pimco Investments LLC. Anthony has been in the securities industry since 2007 and has held previous positions at Chase Investment Services Corp., WAMU Investments, Inc., Citigroup Global Markets Inc., Citicorp Investment Services and UBS Financial Services Inc. Anthony holds FINRA Series 3, 7, 7TO, 63, 66 and SIE licenses. Anthony is currently registered in 53 states and the District of Columbia.

Firm Information

Anthony Nikaj is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Nikaj’s Registration & Firm History

CA

05/05/2022 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

CA

05/02/2009 - 10/12/2010

CHASE INVESTMENT SERVICES CORP. (HOLLYWOOD CA)

CA

07/01/2008 - 05/02/2009

WAMU INVESTMENTS, INC. (LOS ANGELES CA)

CA

05/29/2007 - 07/10/2008

CITIGROUP GLOBAL MARKETS INC. (MANHATTAN BEACH CA)

CA

03/26/2007 - 05/29/2007

CITICORP INVESTMENT SERVICES (PASADENA CA)

CA

08/11/2005 - 04/04/2007

UBS FINANCIAL SERVICES INC. (LONG BEACH CA)

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Licenses & Designations

BC

Issued 06/08/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 08/29/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/27/2023

Series 3 - National Commodity Futures Examination

BC

Issued 05/05/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/15/2022

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Nikaj.
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