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Anthony Nicholas Suma

Pruco Securities, LLC

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About Anthony Nicholas Suma

Anthony Nicholas Suma is a financial advisor licensed in five states, including California, Colorado, Florida, Kentucky, and Ohio. Anthony holds the Series 63, 6TO, and SIE licenses and has been in the financial services industry since June 2021. Anthony is currently employed with Pruco Securities, LLC, a financial firm headquartered in Newark, New Jersey. Anthony specializes in investment and financial planning services for individuals and corporations.

Firm Information

Anthony Suma is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Anthony Suma’s Registration & Firm History

OH

09/04/2024 - Present

Pruco Securities, LLC (COLUMBUS OH)

OH

06/11/2021 - 09/06/2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CINCINNATI OH)

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Licenses & Designations

BC

Issued 09/10/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/11/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/30/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Nicholas Suma.
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