linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Anthony Nicholas Maltese

Neuberger Berman BD LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Anthony? Claim Your Profile

About Anthony Nicholas Maltese

Anthony Nicholas Maltese is a financial professional with over 30 years of experience in the industry. Anthony has a wide range of experience in the financial services industry, having worked for several prominent firms, including Neuberger Berman, Lehman Brothers, Merrill Lynch and Smith Barney. Anthony is currently a Registered Representative of Neuberger Berman BD LLC. He is licensed to conduct securities business in New Jersey and New York.

Firm Information

Anthony Maltese is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Anthony Maltese’s Registration & Firm History

NY

01/06/2016 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

06/06/2008 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

NY

08/23/2002 - 06/06/2008

NEUBERGER BERMAN, LLC (NEW YORK NY)

NY

11/28/1997 - 04/24/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

07/31/1993 - 04/24/1998

SMITH BARNEY INC. (NEW YORK NY)

NY

10/24/1991 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

09/21/1983 - 11/15/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Anthony Nicholas Maltese is right for you?

Licenses & Designations

BC

Issued 09/04/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anthony Nicholas Maltese.
Not sure if Anthony Nicholas Maltese is right for you?