Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Nicholas Freeman is a financial advisor working with Wells Fargo Clearing Services, LLC. Anthony has been in the financial services industry since July 1999. He has a total of 22 state registrations and 11 SRO registrations. Anthony is registered in Georgia and Texas as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
09/30/2019 - Present
Wells Fargo Clearing Services, LLC (ATLANTA GA)
GA
02/29/2008 - 10/09/2019
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
GA
04/02/2007 - 03/04/2008
MORGAN STANLEY & CO., INCORPORATED (ALPHARETTA GA)
GA
07/27/1999 - 04/02/2007
MORGAN STANLEY DW INC. (ALPHARETTA GA)
BOTH
Issued 07/27/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 07/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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