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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Nicholas Defilippis is a registered representative with Mufg Securities Americas Inc. based in New York, New York. Anthony has been in the industry since 1995 and is currently active in New York. Anthony previously worked with UBS Securities LLC, Donaldson, Lufkin & Jenrette Securities Corporation, CITICORP SECURITIES SERVICES, INC., The Nikko Securities Co. International, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. Anthony has a wide range of experience in the financial industry and holds several licenses and certifications including Series 6, 7, 9, 10, 14, 24, 27, 63, 79TO, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/28/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
CT
07/19/2001 - 05/29/2015
UBS SECURITIES LLC (STAMFORD CT)
NJ
09/23/1998 - 05/24/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
04/24/1998 - 09/24/1998
CITICORP SECURITIES SERVICES, INC. (NEW YORK NY)
NY
10/07/1993 - 06/06/1997
THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)
MA
08/17/1992 - 09/22/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/17/1992 - 09/22/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 11/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/1995
Series 14 - Compliance Officer Examination
BC
Issued 11/23/1994
Series 24 - General Securities Principal Examination
BC
Issued 11/11/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/31/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/15/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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