Unclaimed
Anthony Nicholas Corrao has been a registered representative in the financial industry since 1988. Anthony is currently affiliated with Cetera Investment Advisers LLC, in New York, NY. Prior to Cetera Investment Advisers LLC, Anthony was registered with First Allied Securities, Inc., Oppenheimer & Co. Inc., Citigroup Global Markets Inc., Lehman Brothers Inc., and Prudential-Bache Securities Inc.. Anthony holds Series 7 and Series 63 securities licenses as well as Series 65 investment advisor licenses. Anthony has a wide range of experience in the financial services industry and is dedicated to providing clients with personalized advice and guidance to meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/12/2020 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
02/17/2012 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (NEW YORK NY)
NY
12/12/2005 - 03/02/2012
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/10/1994 - 12/14/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/15/1989 - 10/18/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/21/1988 - 12/07/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
IA
Issued 2/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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