Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Nicholas Amato is a financial professional with over 30 years of experience in the industry. Anthony is a registered representative of Robert W. Baird & Co. Inc. in Louisville, Kentucky. Prior to joining Robert W. Baird & Co. Inc., Anthony was employed by J.J.B. HILLIARD, W.L. LYONS, LLC, Goldman, Sachs & Co., Tradition (Global Clearing) Inc., Tradition (Government Securities) Inc., Cantor Fitzgerald Securities and Cantor Fitzgerald Partners. Anthony holds several licenses and certifications including the Series 7, 24, 27, 28, 63, 99TO and SIE exams. Anthony specializes in a variety of financial products and services, including investment advice, securities brokerage, financial planning, pension consulting and portfolio management. Anthony is dedicated to providing his clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
10/18/2019 - Present
Robert W. Baird & Co. Inc. (LOUISVILLE KY)
KY
12/04/1999 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
NY
07/16/1998 - 04/29/1999
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
03/12/1998 - 06/30/1998
TRADITION (GLOBAL CLEARING) INC. (NEW YORK NY)
NY
07/25/1997 - 06/30/1998
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
NY
10/05/1993 - 07/08/1997
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
11/28/1986 - 07/08/1997
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NA
11/28/1986 - 01/25/1991
CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.
BC
Issued 11/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 09/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 05/03/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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