Unclaimed
Anthony Neal Cook is a financial advisor with LPL Financial LLC, a large firm with over $50 billion in assets under management. Anthony has been in the financial industry since 1999 and has a wide range of experience. He is registered with FINRA and is also a registered investment advisor. Anthony offers financial planning, portfolio management, and other services to individuals, corporations, and charitable organizations. Anthony has held previous positions with LASALLE FINANCIAL SERVICES, INC. and MML INVESTORS SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
02/08/2021 - Present
LPL Financial LLC (BLOOMFIELD HILLS MI)
MI
06/11/2003 - 07/19/2007
LASALLE FINANCIAL SERVICES, INC. (NORTHVILLE MI)
MA
10/04/1999 - 06/12/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 07/17/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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