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Anthony Natale Howe

R. F. Lafferty & CO., Inc.

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About Anthony Natale Howe

Anthony Natale Howe is a registered representative with R. F. Lafferty & CO., Inc. with over 40 years of experience in the financial industry. Anthony holds Series 7, Series 63, and Series 65 licenses. Anthony is a specialist in portfolio management for both individuals and investment companies. Before joining R. F. Lafferty & CO., Inc., Anthony was employed with Scarsdale Equities LLC, BGB Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Anthony has a proven track record of success in the financial services industry and is committed to providing his clients with the highest level of service.

Firm Information

Anthony Howe is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Howe’s Registration & Firm History

NY

08/03/2020 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NY

04/30/2013 - 09/01/2020

SCARSDALE EQUITIES LLC (NEW YORK NY)

OH

09/20/1995 - 04/25/2013

BGB SECURITIES, INC. (ELLSWORTH OH)

NY

11/25/1980 - 08/22/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/17/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/07/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anthony Natale Howe.
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