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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Moas is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. located in Tallahassee, FL. Anthony is a registered investment advisor with both Broker-Dealer and Investment Advisor registration statuses. Anthony holds Series 7, Series 9, Series 10, Series 66, and SIE securities licenses. Anthony has been in the financial industry for over 10 years. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Anthony was employed by LPL Financial LLC, Fidelity Brokerage Services LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Anthony is also an active member of the financial industry. Anthony has a specialization in investment banking, mergers and acquisitions, and financial advisory. Anthony is a valuable asset to any investor looking for a trusted and experienced financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/24/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TALLAHASSEE FL)
FL
05/03/2019 - 01/13/2020
LPL FINANCIAL LLC (TALLAHASSEE FL)
FL
05/03/2016 - 04/30/2019
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
FL
07/05/2013 - 04/13/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 07/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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