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Anthony Michael Victor

Liquidnet, Inc.

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About Anthony Michael Victor

Anthony Michael Victor is a financial advisor registered with Liquidnet, Inc. based in New York, NY. Anthony has been in the industry since March 22, 1995. Anthony holds the following licenses: Series 3, 7, 10, 24, 55, 57TO, 63, and SIE. Anthony has been registered with Liquidnet, Inc. since June 30, 2021. Previously, Anthony worked at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Anthony Victor is currently registered with Liquidnet, Inc.. Liquidnet, Inc. is a Corporation formed on January 12, 2000. The firm is registered in 16 states and is approved by the SEC. The firm has 9 Regulatory Event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Victor’s Registration & Firm History

NY

06/30/2021 - Present

Liquidnet, Inc. (NEW YORK NY)

NY

09/09/2009 - 02/24/2021

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

11/18/1994 - 09/09/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/07/2006 - 07/07/2006

WAVE SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/09/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2002

Series 3 - National Commodity Futures Examination

BC

Issued 12/06/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/17/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anthony Michael Victor.
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