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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Roth is an Investment Advisor Representative with Wilmington Trust Investment Advisors, Inc., located in Wilmington, DE. Anthony has over 20 years of experience in the financial industry. Anthony has worked at several other firms including M&T Securities, Inc., UBS Financial Services Inc., Bear, Stearns & Co. Inc. and Sanford C. Bernstein & Co., Inc. Anthony holds several licenses including Series 63, Series 65, Series 7, Series 9, Series 10, Series 24 and Series 52TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation, economic analysis and capital markets forecasting, lease advisory staff to affiliates
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
11/20/2014 - Present
Wilmington Trust Investment Advisors, Inc. (WILMINGTON DE)
PA
01/01/2015 - 06/09/2021
M&T SECURITIES, INC. (Radnor PA)
NJ
08/18/2008 - 12/18/2012
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/21/2000 - 06/16/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/14/2000 - 10/20/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
IA
Issued 04/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/13/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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