Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Michael Rivera is a securities professional with over 20 years of experience in the financial industry. Anthony has a strong background in securities and derivatives, with experience at firms such as TFS Derivatives Corporation and Heights Partners, Inc. Anthony currently holds a Series 7, Series 24, and Series 63 license and is registered in Florida, New York, and Oklahoma. Anthony is currently employed at Tradition Securities and Derivatives LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/02/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
07/13/2005 - 04/25/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
09/26/2003 - 05/31/2005
HEIGHTS PARTNERS, INC. (NEW YORK NY)
BC
Issued 07/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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