Unclaimed
Anthony Guzzardo is a financial advisor with over 35 years of experience in the financial services industry. Anthony is currently registered with Wells Fargo Clearing Services, LLC and has offices in Springfield, Illinois. Previously Anthony was registered with A. G. EDWARDS & SONS, INC. and E. F. HUTTON & COMPANY INC. Anthony holds several professional designations including Series 3, 7, 8, 9, 10, and 63 licenses. Anthony's specializations include portfolio management, financial planning, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/10/2013 - Present
Wells Fargo Clearing Services, LLC (SPRINGFIELD IL)
IL
10/05/1987 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SPRINGFIELD IL)
NA
09/25/1987 - 10/13/1987
E. F. HUTTON & COMPANY INC
BC
Issued 09/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1997
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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