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Anthony Michael Gummo

PNC Investments

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About Anthony Michael Gummo

Anthony Gummo is a financial advisor with PNC Investments. Anthony has been in the financial industry since 2007 and has a wide range of experience in the industry. Anthony holds the Series 7, Series 66 and the SIE licenses. Anthony has worked with various companies like Wells Fargo Advisors, LLC and LPL Financial Corporation. Anthony is currently registered with PNC Investments and is licensed to operate in multiple states including North Carolina, Massachusetts and South Carolina. Anthony primarily focuses on providing portfolio management services for individuals and businesses.

Firm Information

Anthony Gummo is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Gummo’s Registration & Firm History

NC

08/18/2016 - Present

PNC Investments (CHARLOTTE NC)

NC

10/16/2012 - 04/28/2014

WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)

NC

09/22/2011 - 08/30/2012

WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)

NC

03/31/2010 - 04/27/2010

LPL FINANCIAL CORPORATION (CHARLOTTE NC)

MO

04/17/2009 - 06/19/2009

FIRST CLEARING, LLC (ST. LOUIS MO)

NC

08/14/2007 - 04/17/2009

WACHOVIA SECURITIES, LLC (CHARLOTTE NC)

NC

08/29/2006 - 07/03/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

OH

07/26/2004 - 08/03/2006

THRIVENT INVESTMENT MANAGEMENT INC. (SHEFFIELD VILLAGE OH)

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Licenses & Designations

BOTH

Issued 04/14/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Anthony Michael Gummo. Review regulatory record here.
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