Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Michael Grippa is a securities professional with a career spanning several years. Anthony is currently registered with Dowling & Partners Securities LLC. Previously, Anthony was registered with HALES SECURITIES, LLC. Anthony has passed the Series 63, Series 79TO and SIE exams. Anthony is currently registered in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/01/2024 - Present
Dowling & Partners Securities LLC (New York NY)
FL
09/24/2020 - 04/29/2024
HALES SECURITIES, LLC (Tallahassee FL)
BC
Issued 02/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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