Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Michael Gatto is an experienced financial professional with over 30 years of experience in the industry. Anthony is a registered representative of Piper Sandler & Co. in Hauppauge, NY. Anthony has previously held positions at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Oppenheimer & Co., Inc., and D. H. Blair & Co., Inc.. Anthony's current role at Piper Sandler & Co. involves portfolio management for businesses and analytical reports/public finance consulting program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/31/2012 - Present
Piper Sandler & Co. (HAUPPAUGE NY)
NY
09/12/2011 - 08/16/2012
MORGAN STANLEY SMITH BARNEY (MELVILLE NY)
NY
12/17/1999 - 09/15/2011
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NY
11/20/1997 - 01/26/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
10/17/1997 - 11/10/1997
GOLDMAN, SACHS & CO.
NY
08/14/1995 - 10/24/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/05/1991 - 08/22/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/23/1990 - 06/03/1991
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
03/20/1990 - 03/31/1990
D. H. BLAIR & CO., INC. (NEW YORK NY)
BC
Issued 04/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/24/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/21/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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