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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Fauci is an investment advisor representative at Cetera Investment Advisers LLC. Anthony has been in the securities industry since May 1994. Anthony is registered in Arizona, California, Connecticut, Delaware, Florida, Georgia, Massachusetts, Michigan, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Virginia and Washington. Anthony is also registered as an Investment Advisor Representative in Delaware, New Jersey and New York. Anthony is a Series 7, 24, 63 and 65 licensed representative, and has also passed the SIE and Series 99TO exams. Anthony has worked for First Allied Securities, Inc., First Montauk Securities Corp. and Ashton-Clayton Financial Group, LLC prior to joining Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/31/2021 - Present
Cetera Investment Advisers LLC (STATEN ISLAND NY)
NY
12/09/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (STATEN ISLAND NY)
NY
05/12/2006 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (STATEN ISLAND NY)
NY
04/14/2004 - 06/02/2006
ASHTON-CLAYTON FINANCIAL GROUP, LLC (STATEN ISLAND NY)
MN
05/24/1994 - 04/14/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/24/1994 - 04/14/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 3/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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