Invested Better
Unclaimed

Unclaimed

Unclaimed

Anthony Michael Desposito

Credit Agricole Securities (usa) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Anthony? Claim Your Profile

About Anthony Michael Desposito

Anthony Desposito is a financial professional with over 25 years of experience in the industry. Anthony has been registered with Credit Agricole Securities (usa) Inc. since November 8, 2012, and has held prior roles at Barclays Capital Inc., Royal Alliance Associates, Inc., Banc of America Investment Services, Inc., Quick & Reilly, Inc., and Patterson Travis, Inc. Anthony holds a wide range of licenses, including Series 4, 7, 9, 14, 24, 63, and SIE. Anthony is registered to provide investment advice in 52 states.

Firm Information

Anthony Desposito is currently registered with Credit Agricole Securities (usa) Inc.. Credit Agricole Securities (usa) Inc. is a corporation formed in 1968 and is approved to operate in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Anthony Desposito’s Registration & Firm History

NY

11/08/2012 - Present

Credit Agricole Securities (usa) Inc. (NEW YORK NY)

NY

08/28/2006 - 11/20/2012

BARCLAYS CAPITAL INC. (NEW YORK NY)

AZ

07/06/2006 - 09/14/2006

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

MA

10/20/2004 - 11/02/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

03/17/1998 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

CO

06/19/1997 - 02/02/1998

PATTERSON TRAVIS, INC. (ENGLEWOOD CO)

Not sure if Anthony Michael Desposito is right for you?

Licenses & Designations

BC

Issued 07/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 02/26/2013

Series 24 - General Securities Principal Examination

BC

Issued 09/29/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/28/2000

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Michael Desposito.
Not sure if Anthony Michael Desposito is right for you?