Unclaimed
Anthony Desposito is a financial professional with over 25 years of experience in the industry. Anthony has been registered with Credit Agricole Securities (usa) Inc. since November 8, 2012, and has held prior roles at Barclays Capital Inc., Royal Alliance Associates, Inc., Banc of America Investment Services, Inc., Quick & Reilly, Inc., and Patterson Travis, Inc. Anthony holds a wide range of licenses, including Series 4, 7, 9, 14, 24, 63, and SIE. Anthony is registered to provide investment advice in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/08/2012 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
08/28/2006 - 11/20/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
AZ
07/06/2006 - 09/14/2006
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
10/20/2004 - 11/02/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
03/17/1998 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
CO
06/19/1997 - 02/02/1998
PATTERSON TRAVIS, INC. (ENGLEWOOD CO)
BC
Issued 07/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/26/2013
Series 24 - General Securities Principal Examination
BC
Issued 09/29/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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