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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Brauner is a financial advisor with over 29 years of experience in the industry. Anthony has worked with D.A. Davidson & Co. since November of 2023, previously working with Wells Fargo Clearing Services, LLC. Anthony is registered with the following states: Oregon and Texas. Anthony holds the following licenses: Series 6, 7, 9, 10, 24, 52TO, 53, 63 and 65. Anthony focuses on financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OR
11/27/2023 - Present
D.a. Davidson & Co. (LAKE OSWEGO OR)
OR
01/03/2011 - 08/31/2023
WELLS FARGO CLEARING SERVICES, LLC (LAKE OSWEGO OR)
OR
08/20/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PORTLAND OR)
NV
05/29/2007 - 08/13/2007
CITIGROUP GLOBAL MARKETS INC. (LAS VEGAS NV)
NV
02/05/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (LAS VEGAS NV)
MA
01/05/2004 - 01/21/2004
ASSOCIATED SECURITIES CORP. (BOSTON MA)
NJ
08/20/1993 - 10/14/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 02/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/09/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 11/24/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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