Unclaimed
Anthony Mea Jr. is a financial advisor registered with UBS Financial Services Inc. Anthony has been in the financial industry since 1986. Anthony has experience in a variety of financial markets and has been with UBS since 2013. Anthony has been registered with the state of New Jersey and Florida. Anthony also holds the Series 7 and Series 63 licenses as well as the SIE exam. Anthony has worked for several firms including Morgan Stanley, Citigroup Global Markets Inc., First Union Securities, Inc., First Union Capital Markets Corp. and Gibraltar Securities Co..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
09/17/2013 - Present
UBS Financial Services Inc. (Warren NJ)
NJ
06/01/2009 - 09/26/2013
MORGAN STANLEY (BEDMINSTER NJ)
NJ
10/13/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BEDMINSTER NJ)
MO
10/01/1999 - 10/27/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
11/07/1994 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NJ
05/04/1994 - 11/23/1994
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NJ
08/28/1986 - 05/03/1994
HYM FINANCIAL, INC. (CLIFTON NJ)
BC
Issued 06/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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