Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Verga is a financial advisor with Wells Fargo Clearing Services, LLC. Anthony has over 30 years of experience in the financial services industry and has held various roles at several firms including HSBC Securities (USA) Inc., TD Waterhouse Investor Services, Inc., RBC Dain Rauscher Inc., Tucker Anthony Incorporated, Freedom Specialist, Inc, John Hancock Clearing Corporation and Lehman Brothers Inc. Anthony is a registered principal and holds a Series 7, 9, 10, 14, 57, 79 and Series 63 license. Anthony has specializations in investments, insurance and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
08/03/2015 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NY
05/17/2006 - 07/10/2015
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
07/27/2004 - 04/25/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (NEW YORK NY)
NY
03/09/2002 - 07/29/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
08/12/1993 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
10/01/2000 - 11/27/2000
FREEDOM SPECIALIST, INC (NEW YORK NY)
NY
10/10/1994 - 12/16/1996
JOHN HANCOCK CLEARING CORPORATION (NEW YORK NY)
NY
12/18/1992 - 09/17/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/19/1988 - 09/12/1988
INVESTORS CENTER INC. (HAUPPAGUE NY)
BC
Issued 08/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2000
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2000
Series 4 - Registered Options Principal Examination
BC
Issued 02/23/2000
Series 14 - Compliance Officer Examination
BC
Issued 11/25/1996
Series 14A - Compliance Official Specialist Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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