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Anthony Matthew MacLeod

Nomura Securities International, Inc.

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About Anthony Matthew MacLeod

Anthony MacLeod is an active broker with over 19 years of experience in the financial industry. Anthony is currently registered with Nomura Securities International, Inc., a firm with over 13 investment advisor representatives. Before this, Anthony was registered with UBS Securities LLC for about 3 years and Deutsche Bank Securities Inc. for almost 5 years. Anthony has a Series 63, Series 24, Series 7 and SIE license and is registered in 52 states and Puerto Rico.

Firm Information

Anthony MacLeod is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Anthony MacLeod’s Registration & Firm History

NY

07/09/2020 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

09/08/2016 - 10/28/2019

UBS SECURITIES LLC (NEW YORK NY)

NY

10/10/2011 - 08/24/2016

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

09/22/2008 - 06/11/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/14/2000 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/19/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Matthew MacLeod.
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